| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-03-01 | 2019-03-09 |
| Rep | Dealing in securities | 2019-03-01 | 2019-03-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2016-10-25 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2016-10-25 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-06-11 | 2013-07-24 |
| Rep | Dealing in securities | 2010-06-11 | 2016-10-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-06-11 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-06-11 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-06-11 | 2016-10-25 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-16 | 2010-03-11 |
| Rep | Dealing in securities | 2007-05-16 | 2010-03-11 |