| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-05-25 | 2022-11-30 |
| Rep | Dealing in securities | 2017-05-25 | 2022-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2017-02-20 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2017-02-20 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-12-19 | 2013-07-24 |
| Rep | Dealing in securities | 2008-12-19 | 2017-02-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-12-19 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2008-12-19 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-12-19 | 2017-02-20 |