Personnel Hong Kong SFC License Details (ID 88716)

Personnel Hong Kong SFC License Details (ID 88716)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Burkehill Global Management HK Limited	RO	Asset management	2025-12-17	-
Rokos Capital Management (HK) Limited	RO	Asset management	2022-10-25	2024-09-30
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2016-12-31
	Rep	Advising on corporate finance	2012-08-22	2016-12-18
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2006-06-20	2012-05-22
	Rep	Dealing in securities	2006-06-20	2012-05-22
	Rep	Advising on corporate finance	2005-08-16	2006-04-12
	Rep	Dealing in securities	2005-08-16	2006-04-12