| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | Rep | Asset management | 2018-01-02 | 2019-12-16 |
| Credit Suisse (Hong Kong) Limited | Rep | Asset management | 2016-11-09 | 2017-12-31 |
| Rep | Providing automated trading services | 2012-06-08 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2012-06-08 | 2017-11-06 |
| Rep | Dealing in securities | 2012-06-08 | 2017-11-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-02-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-07-23 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-07-20 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-04-15 | 2012-02-22 |
| Rep | Dealing in securities | 2010-04-15 | 2012-02-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-04-15 | 2012-02-22 |