| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Cynergy Asset Management Limited | RO | Advising on securities | 2016-01-28 | - |
| RO | Asset management | 2016-01-28 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| Rep | Dealing in securities | 2004-06-25 | 2012-01-10 | |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2004-05-21 | 2012-01-10 |
| Rep | Dealing in securities | 2004-05-21 | 2012-01-10 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2004-05-21 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2004-05-21 | 2010-12-06 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on futures contracts | 2004-01-08 | 2004-04-23 |
| RO | Dealing in futures contracts | 2004-01-08 | 2004-04-23 | |
| DEUTSCHE FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2003-04-01 | 2004-04-23 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-22 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-22 | |
| Rep | Asset management | 2003-04-01 | 2003-09-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-23 |
No HKMA registrations in the collected records.