Personnel Hong Kong SFC License Details (ID 88747)

Personnel Hong Kong SFC License Details (ID 88747)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VisionStone Investment Management (Hong Kong) Co., Limited	RO	Advising on securities	2024-01-04	-
	RO	Asset management	2024-01-04	-
	RO	Dealing in securities	2024-01-04	-
Morgan Stanley Asia Limited	Rep	Advising on securities	2016-05-06	2023-07-27
	Rep	Asset management	2009-08-12	2023-07-27
	Rep	Dealing in securities	2007-05-21	2023-07-27
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2005-04-14	2007-04-04
	Rep	Advising on corporate finance	2004-07-19	2007-04-04
	Rep	Dealing in securities	2004-07-19	2007-04-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2004-06-14
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2003-04-01	2003-10-10
	Rep	Asset management	2003-04-01	2003-10-10
	Rep	Providing automated trading services	2003-04-01	2003-10-10
	Rep	Advising on corporate finance	2003-04-01	2004-06-14
	Rep	Dealing in securities	2003-04-01	2004-06-14