| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ROCKPOOL CAPITAL LIMITED | RO | Advising on securities | 2024-06-05 | - |
| RO | Asset management | 2024-06-05 | - | |
| RO | Dealing in securities | 2024-06-05 | - | |
| Rep | Advising on securities | 2023-09-22 | 2024-06-05 | |
| Rep | Asset management | 2023-09-22 | 2024-06-05 | |
| Rep | Dealing in securities | 2023-09-22 | 2024-06-05 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2022-01-24 | 2022-11-24 |
| Rep | Advising on securities | 2022-01-24 | 2022-11-24 | |
| Rep | Dealing in futures contracts | 2022-01-24 | 2022-11-24 | |
| Rep | Dealing in securities | 2022-01-24 | 2022-11-24 | |
| STORMHARBOUR SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-09 | 2021-10-17 |
| Rep | Asset management | 2020-03-09 | 2021-10-17 | |
| Rep | Dealing in securities | 2020-03-09 | 2021-10-17 | |
| Morgan Stanley Asia Limited | Rep | Asset management | 2011-07-27 | 2013-08-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-08-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-07-09 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-05-24 | 2013-08-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-04-01 | 2004-10-14 |
| Rep | Advising on securities | 2003-04-01 | 2004-10-14 | |
| Rep | Asset management | 2003-04-01 | 2004-10-14 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-01-25 |
No HKMA registrations in the collected records.