Personnel Hong Kong SFC License Details (ID 88757)

Personnel Hong Kong SFC License Details (ID 88757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lux Aeterna Capital Limited	Rep	Advising on securities	2021-07-09	2024-03-15
	Rep	Asset management	2021-07-09	2024-03-15
	Rep	Dealing in securities	2021-07-09	2024-03-15
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-03-24	2013-09-05
	Rep	Dealing in securities	2011-03-24	2018-10-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-03-24	2018-10-02
RBC Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2010-09-10	2011-02-25