Personnel Hong Kong SFC License Details (ID 88761)

Personnel Hong Kong SFC License Details (ID 88761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2015-01-26	-
	Rep	Advising on securities	2015-01-26	-
	Rep	Asset management	2015-01-26	-
FITCH (HONG KONG) LIMITED	Rep	Providing credit rating services	2012-09-03	2014-12-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-11-29	2012-07-03
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-04-14	2012-07-03
	Rep	Dealing in securities	2010-04-14	2012-07-03