Personnel Hong Kong SFC License Details (ID 88762)

Personnel Hong Kong SFC License Details (ID 88762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HENDALE CAPITAL LIMITED	RO	Asset management	2024-09-02	-
	Rep	Asset management	2024-07-08	2024-09-02
Axial Partners Limited	RO	Advising on securities	2021-12-24	2023-03-10
	RO	Asset management	2021-12-24	2023-03-10
	Rep	Advising on securities	2021-12-08	2021-12-24
	Rep	Asset management	2021-12-08	2021-12-24
Greenfield Asset Management Limited	Rep	Advising on securities	2019-10-04	2019-10-08
	Rep	Asset management	2019-10-04	2019-10-08
	RO	Asset management	2016-08-29	2019-10-04
	RO	Advising on securities	2014-04-08	2019-10-04
	Rep	Advising on securities	2014-02-05	2014-04-08
	Rep	Asset management	2014-02-05	2016-08-29
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-06-14	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-06-14	2010-12-06