Personnel Hong Kong SFC License Details (ID 88767)

Personnel Hong Kong SFC License Details (ID 88767)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Open Securities Limited	Rep	Dealing in futures contracts	2013-04-23	2013-12-18
	Rep	Dealing in securities	2013-04-23	2013-12-18
	Rep	Dealing in futures contracts	2012-07-10	2013-02-09
	Rep	Dealing in securities	2012-07-10	2013-02-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-02-10
Morgan Stanley Asia Limited	Rep	Dealing in securities	2003-09-15	2012-02-10
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2003-09-15	2010-12-06