Personnel Hong Kong SFC License Details (ID 88781)

Personnel Hong Kong SFC License Details (ID 88781)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-06-16	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2017-06-16	2022-08-10
	Rep	Asset management	2017-06-16	2022-08-10
	Rep	Dealing in securities	2017-06-16	2022-08-10
GF International Investment Management Limited	Rep	Advising on securities	2015-03-18	2017-05-31
	Rep	Asset management	2015-03-18	2017-05-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-07-05	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-07-05	2010-12-06