| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2020-09-29 | - |
| RO | Dealing in futures contracts | 2020-09-29 | - |
| RO | Dealing in securities | 2020-09-29 | - |
| Rep | Advising on securities | 2020-02-04 | 2020-09-29 |
| Rep | Dealing in futures contracts | 2020-01-21 | 2020-09-29 |
| Rep | Dealing in securities | 2020-01-21 | 2020-09-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2019-10-18 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-03-22 | 2013-09-05 |
| Rep | Dealing in securities | 2010-03-22 | 2019-10-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-03-22 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-03-22 | 2010-12-06 |