| SMART EMPIRE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-11-26 | - |
| RO | Asset management | 2014-10-10 | - |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-04-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-04-15 | 2012-05-14 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-04-24 | 2009-05-16 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2008-02-20 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-13 |
| Rep | Asset management | 2003-04-01 | 2004-01-13 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-02-20 |
| BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-12 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-12 |
| Rep | Asset management | 2003-04-01 | 2004-01-12 |
| Rep | Dealing in securities | 2003-04-01 | 2008-02-20 |