Personnel Hong Kong SFC License Details (ID 88825)

Personnel Hong Kong SFC License Details (ID 88825)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-06-10
	Rep	Dealing in futures contracts	2010-12-06	2015-06-10
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-03-21	2013-07-24
	Rep	Dealing in securities	2006-03-21	2015-06-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-03-21	2010-12-06
	Rep	Dealing in futures contracts	2006-03-21	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-03-21	2015-06-10
GRAND ALLIANCE ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-03-23
	Rep	Advising on securities	-	2004-03-23
	Rep	Asset management	-	2004-03-23