Personnel Hong Kong SFC License Details (ID 88826)

Personnel Hong Kong SFC License Details (ID 88826)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-01-19	2020-11-20
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2015-01-19	2020-11-20
	Rep	Dealing in futures contracts	2010-12-06	2012-07-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-05-15	2012-07-18
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-05-15	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2003-12-23	2004-08-20
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2003-12-23	2004-08-20