Personnel SFC Licences and HKMA Registrations (ID 88841)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Asset management	2026-07-24	-
	RO	Advising on securities	2022-06-15	-
	RO	Dealing in securities	2022-06-15	-
	Rep	Advising on securities	2015-06-18	2022-06-15
	Rep	Dealing in securities	2015-06-18	2022-06-15
Morgan Stanley Asia Limited	Rep	Asset management	2010-03-15	2014-10-31
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2009-09-22
	Rep	Dealing in securities	2003-04-01	2014-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.