Personnel Hong Kong SFC License Details (ID 88844)

Personnel Hong Kong SFC License Details (ID 88844)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2017-08-07	2020-06-16
	Rep	Advising on securities	2017-08-07	2020-06-16
	Rep	Asset management	2017-08-07	2020-06-16
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2015-10-20	2017-07-28
Morgan Stanley Asia Limited	Rep	Advising on securities	2010-09-07	2015-09-29
	Rep	Dealing in securities	2010-09-07	2015-09-29
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2010-08-09
	Rep	Dealing in securities	2007-11-22	2010-08-09