Personnel Hong Kong SFC License Details (ID 88886)

Personnel Hong Kong SFC License Details (ID 88886)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-01-02	-
	RO	Asset management	2026-01-02	-
	Rep	Advising on securities	2013-03-28	2026-01-02
	Rep	Asset management	2013-03-28	2026-01-02
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-06-27	2012-11-14
	Rep	Dealing in securities	2011-06-27	2012-11-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-06-27	2012-11-14
	Rep	Dealing in securities	2011-06-27	2012-11-14