| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-09 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2007-07-10 | 2012-02-09 |
| Rep | Dealing in securities | 2007-07-10 | 2012-02-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2007-07-10 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-07-10 | 2012-01-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-04-25 | 2010-12-06 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2006-04-26 | 2007-03-06 |
| Rep | Dealing in futures contracts | 2005-08-09 | 2006-03-10 |