Personnel Hong Kong SFC License Details (ID 88895)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&G Investments (Hong Kong) Limited	RO	Dealing in securities	2019-12-09	2025-08-29
	RO	Advising on securities	2019-08-30	2025-08-29
	Rep	Dealing in securities	2019-05-15	2019-12-09
Neuberger Berman Asia Limited	Rep	Advising on securities	2015-05-13	2019-04-28
	Rep	Dealing in securities	2015-05-13	2019-04-28
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-04-21	2014-10-30