Webb-site Legacy

Ellis, Robert James (SFC:ARN745)

SFC ID:ARN745

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-05-14	2017-04-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-05-14	2017-04-05
	Rep	Dealing in securities	2014-05-14	2017-04-05
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2014-02-12
	Rep	Dealing in futures contracts	2010-12-06	2014-02-12
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-08-29	2013-07-24
	Rep	Dealing in securities	2008-08-29	2014-02-12
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-08-29	2010-12-06
	Rep	Dealing in futures contracts	2008-08-29	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-08-29	2014-02-12