Personnel Hong Kong SFC License Details (ID 88900)

Personnel Hong Kong SFC License Details (ID 88900)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA DEBT MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2024-11-06	-
Bright Fund Management Limited	RO	Asset management	2019-03-07	2020-08-21
	Rep	Asset management	2018-08-08	2019-03-07
CC Strategic Partners Limited	Rep	Dealing in securities	2017-06-28	2018-06-04
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2015-06-16	2017-03-07
Morgan Stanley Asia Limited	RO	Dealing in securities	2014-05-13	2017-03-07
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2015-06-16
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-08	2013-09-05
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-08	2010-12-06
	Rep	Dealing in futures contracts	2008-10-08	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-09-01	2014-05-13
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-01	2003-08-22
	Rep	Dealing in securities	2003-04-01	2008-06-04