Personnel Hong Kong SFC License Details (ID 88902)

Personnel Hong Kong SFC License Details (ID 88902)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TEMPLETON ASSET MANAGEMENT LTD	RO	Asset management	2021-09-20	2024-01-25
	Rep	Asset management	2021-03-31	2021-09-20
GAM HONG KONG LIMITED	RO	Advising on securities	2018-11-30	2020-11-16
	RO	Asset management	2018-11-30	2020-11-16
	Rep	Advising on securities	2015-07-17	2018-11-30
	Rep	Asset management	2015-07-17	2018-11-30
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2015-06-25	2015-06-25
	RO	Advising on securities	2015-01-05	2015-06-25
	Rep	Advising on securities	2012-11-14	2015-01-05
Morgan Stanley Asia Limited	Rep	Advising on securities	2011-08-18	2012-04-27
	Rep	Dealing in securities	2011-08-18	2012-04-27