| STAR RIVER SECURITIES LIMITED | RO | Asset management | 2018-12-12 | - |
| RO | Advising on securities | 2018-10-09 | - |
| RO | Dealing in securities | 2018-10-09 | - |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | Advising on securities | 2016-09-09 | 2018-07-10 |
| RO | Asset management | 2016-09-09 | 2018-07-10 |
| RO | Dealing in securities | 2016-09-09 | 2018-07-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2015-08-18 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-05-20 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-05-20 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-05-20 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-03-18 | 2015-08-18 |