Personnel SFC Licences and HKMA Registrations (ID 88908)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2023-08-09	-
	Rep	Dealing in securities	2009-05-26	2024-01-16
	Rep	Dealing in securities	2008-06-23	2008-06-30
	Rep	Dealing in securities	2007-03-05	2007-03-12
	Rep	Dealing in securities	2006-04-26	2006-05-03
	Rep	Dealing in securities	2005-05-17	2005-05-23
	Rep	Dealing in securities	2004-11-29	2004-12-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.