Folloroux, Yann Michel Richard SFC Licences and HKMA Registrations (ID 88918)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Dealing in securities	2016-12-06	-
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2016-12-06	-
	RO	Dealing in futures contracts	2016-12-06	-
	RO	Dealing in securities	2016-12-06	-
	Rep	Providing automated trading services	2013-07-24	2016-12-06
	Rep	Dealing in futures contracts	2010-12-06	2016-12-06
	Rep	Dealing in securities	2009-01-08	2016-12-06
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-08-24	2013-07-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-08-24	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-08-21	2016-12-06
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-08-21	2010-12-06
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2006-12-08	2007-06-14
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-10-14	2007-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.