| Morgan Stanley Asia Limited | RO | Dealing in securities | 2016-12-06 | - |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2016-12-06 | - |
| RO | Dealing in futures contracts | 2016-12-06 | - |
| RO | Dealing in securities | 2016-12-06 | - |
| Rep | Providing automated trading services | 2013-07-24 | 2016-12-06 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2016-12-06 |
| Rep | Dealing in securities | 2009-01-08 | 2016-12-06 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2007-08-24 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2007-08-24 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-21 | 2016-12-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-08-21 | 2010-12-06 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2006-12-08 | 2007-06-14 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-10-14 | 2007-06-14 |