Personnel Hong Kong SFC License Details (ID 88925)

Personnel Hong Kong SFC License Details (ID 88925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	-
	Rep	Dealing in futures contracts	2010-12-06	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-10-12	-
	Rep	Providing automated trading services	2009-10-12	2013-07-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-10-12	2010-12-06
	Rep	Dealing in futures contracts	2009-10-12	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-10-12	-
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-04-24	2009-08-28
	Rep	Dealing in futures contracts	2009-04-24	2009-08-28
	Rep	Dealing in securities	2007-08-06	2009-08-28
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-06	2009-08-28