Personnel Hong Kong SFC License Details (ID 88934)

Personnel Hong Kong SFC License Details (ID 88934)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-04-08	-
	Rep	Providing automated trading services	2011-04-08	2013-07-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-04-08	-
	Rep	Dealing in securities	2011-04-08	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-11-06	2011-03-05
	Rep	Dealing in securities	2008-11-06	2011-03-05