| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | 2014-11-19 | 2015-11-30 |
| Rep | Dealing in futures contracts | 2014-11-19 | 2017-08-05 |
| Rep | Dealing in securities | 2014-11-19 | 2017-08-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-01-15 |
| Rep | Dealing in securities | 2008-05-20 | 2013-01-15 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2006-07-11 | 2013-01-15 |
| Rep | Dealing in securities | 2006-07-11 | 2013-01-15 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2006-07-11 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2006-07-11 | 2010-12-06 |