Personnel Hong Kong SFC License Details (ID 88939)

Personnel Hong Kong SFC License Details (ID 88939)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-07-15	2015-08-13
	Rep	Dealing in securities	2013-07-15	2015-08-13
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-06-03	2013-04-16
	Rep	Dealing in securities	2011-06-03	2013-04-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-06-03	2013-04-16
	Rep	Dealing in securities	2011-06-03	2013-04-16
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-07-06	2011-02-16
	Rep	Dealing in futures contracts	2009-07-06	2011-02-16
	Rep	Dealing in securities	2009-07-06	2011-02-16