Personnel Hong Kong SFC License Details (ID 88941)

Personnel Hong Kong SFC License Details (ID 88941)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2025-09-01	-
Jefferies Hong Kong Limited	Rep	Dealing in securities	2019-10-16	2020-09-17
Complus Asset Management Limited	Rep	Asset management	2014-10-16	2019-06-21
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2014-06-25
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-06-03	2013-09-05
	Rep	Dealing in securities	2010-06-03	2014-06-25
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-06-03	2010-12-06
	Rep	Dealing in futures contracts	2010-06-03	2010-12-06