| Moore Capital Asia Limited | RO | Asset management | 2016-12-30 | 2021-07-20 |
| RO | Dealing in futures contracts | 2016-12-30 | 2021-07-20 |
| RO | Dealing in securities | 2016-12-30 | 2021-07-20 |
| Rep | Asset management | 2015-09-15 | 2016-12-30 |
| Rep | Dealing in futures contracts | 2014-06-04 | 2016-12-30 |
| Rep | Dealing in securities | 2014-06-04 | 2016-12-30 |
| Morgan Stanley Asia Limited | RO | Dealing in securities | 2012-03-13 | 2014-03-13 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in futures contracts | 2012-03-13 | 2014-03-13 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2012-03-13 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-01-08 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-02-03 | 2012-03-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-02-03 | 2010-12-06 |