| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Dealing in securities | 2020-12-22 | 2022-01-31 |
| Rep | Dealing in securities | 2018-09-13 | 2020-12-22 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-02-06 | 2018-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2017-02-06 | 2018-01-08 |
| Rep | Dealing in futures contracts | 2017-02-06 | 2018-01-08 |
| Rep | Dealing in securities | 2017-02-06 | 2018-01-08 |
| Morgan Stanley Asia Limited | RO | Dealing in securities | 2014-06-04 | 2017-02-06 |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2014-06-04 | 2017-02-06 |
| RO | Dealing in futures contracts | 2014-06-04 | 2017-02-06 |
| RO | Dealing in securities | 2014-06-04 | 2017-02-06 |
| Rep | Providing automated trading services | 2013-07-24 | 2014-06-04 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2014-06-04 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-01-29 | 2013-07-24 |
| Rep | Dealing in securities | 2008-01-29 | 2014-06-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-01-29 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2008-01-29 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-01-29 | 2014-06-04 |