Personnel Hong Kong SFC License Details (ID 88964)

Personnel Hong Kong SFC License Details (ID 88964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Great Wall Pan Asia Asset Management Limited	Rep	Advising on securities	2017-05-08	2020-01-29
	Rep	Asset management	2017-05-08	2020-01-29
	Rep	Dealing in securities	2017-05-08	2020-01-29
CMB International Capital Limited	Rep	Advising on corporate finance	2016-09-02	2017-03-10
	Rep	Dealing in securities	2016-09-02	2017-03-10
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2012-06-25	2014-03-13
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-06-25
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-03-10	2013-09-05
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-03-10	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-09-04	2014-03-13
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-09-04	2010-12-06
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2006-11-02	2007-07-13