Personnel Hong Kong SFC License Details (ID 88968)

Personnel Hong Kong SFC License Details (ID 88968)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	RO	Advising on securities	2022-05-16	-
	RO	Asset management	2022-05-16	-
	Rep	Dealing in securities	2020-11-12	-
	Rep	Advising on securities	2020-11-12	2022-05-16
	Rep	Asset management	2020-11-12	2022-05-16
ABCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-10-24	2020-02-10
	Rep	Asset management	2016-10-24	2020-02-10
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-05-12	2016-07-14
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-08	2013-09-05
	Rep	Dealing in securities	2005-06-30	2016-07-14