Personnel Hong Kong SFC License Details (ID 88971)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-08-03	2013-07-02
	Rep	Dealing in securities	2011-08-03	2013-07-02
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-08-03	2013-07-02
	Rep	Dealing in securities	2011-08-03	2013-07-02
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-06-01	2011-05-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-06-01	2011-05-05