Personnel Hong Kong SFC License Details (ID 88976)

Personnel Hong Kong SFC License Details (ID 88976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-08-13	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-08-13	-
	Rep	Dealing in securities	2012-08-13	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-06-13
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-11-21	2012-06-13
	Rep	Dealing in securities	2007-11-21	2012-06-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-11-21	2010-12-06
	Rep	Dealing in futures contracts	2007-11-21	2010-12-06