| GETTA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2021-07-23 |
| Rep | Dealing in securities | 2015-07-28 | 2021-07-23 |
| Asia Pacific Securities Limited | Rep | Dealing in futures contracts | 2014-07-24 | 2015-02-04 |
| Rep | Dealing in securities | 2014-07-24 | 2015-02-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-11-29 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-07-22 | 2011-11-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-07-22 | 2010-12-06 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-29 | 2006-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-07-09 | 2006-09-05 |
| FT Securities Limited | Rep | Advising on corporate finance | - | 2003-06-28 |
| Rep | Advising on securities | - | 2003-06-28 |
| Rep | Asset management | - | 2003-06-28 |
| Rep | Dealing in securities | - | 2003-06-28 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-06-28 |
| Rep | Asset management | - | 2003-06-28 |
| Rep | Dealing in futures contracts | - | 2003-06-28 |