| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2026-10-22 | - |
| Rep | Dealing in securities | 2026-10-22 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2026-10-22 | - |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2026-04-02 | 2026-09-04 |
| Rep | Dealing in securities | 2026-04-02 | 2026-09-04 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-05-20 | 2021-03-30 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2015-11-11 | 2016-05-17 |
| Rep | Dealing in securities | 2015-11-11 | 2016-05-17 | |
| Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2014-03-13 | 2015-07-24 |
| Rep | Dealing in securities | 2014-03-13 | 2015-07-24 | |
| Morgan Stanley Asia Limited | Rep | Advising on securities | 2011-01-13 | 2013-01-15 |
| Rep | Dealing in securities | 2011-01-13 | 2013-01-15 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-08-03 | 2010-10-14 |
| MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-12-03 | 2010-06-28 |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-01-08 | 2008-10-22 |
No HKMA registrations in the collected records.