Personnel Hong Kong SFC License Details (ID 89009)

Personnel Hong Kong SFC License Details (ID 89009)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BREVAN HOWARD (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-07-16	2015-10-19
	Rep	Advising on securities	2015-07-16	2015-10-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2015-04-21
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2009-02-27	2015-04-21
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2009-02-27	2010-12-06
Morgan Stanley Asia Limited	Rep	Advising on securities	2008-02-22	2015-04-21
	Rep	Dealing in securities	2008-02-22	2015-04-21