| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2014-08-13 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-05-13 | 2014-08-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-05-13 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-02-26 | 2010-03-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-02-26 | 2010-03-11 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-09-12 | 2008-09-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-09-12 | 2008-09-21 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-26 | 2008-07-02 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-03-26 | 2008-07-02 |
| Rep | Dealing in futures contracts | 2007-03-26 | 2008-07-02 |