| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Asset management | 2023-12-28 | - |
| Rep | Advising on securities | 2023-05-03 | - | |
| Rep | Dealing in securities | 2023-05-03 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-05-03 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-05-03 | 2010-12-06 |
No HKMA registrations in the collected records.