Personnel Hong Kong SFC License Details (ID 89047)

Personnel Hong Kong SFC License Details (ID 89047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAZARD ASIA (HONG KONG) LIMITED	RO	Advising on corporate finance	2017-07-13	2024-03-31
	RO	Advising on securities	2017-07-13	2024-03-31
	RO	Dealing in securities	2017-07-13	2024-03-31
	Rep	Advising on corporate finance	2017-04-24	2017-07-13
	Rep	Advising on securities	2017-04-24	2017-07-13
	Rep	Dealing in securities	2017-04-24	2017-07-13
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-12-17	2014-11-28
	Rep	Advising on corporate finance	2009-12-01	2014-11-28
LAZARD ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-10-02	2009-10-29
	Rep	Advising on securities	2003-10-02	2009-10-29