| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-10 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-10 | - |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-05-23 | 2011-12-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-05-23 | 2011-12-28 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-28 | 2005-12-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-02-27 | 2005-12-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-02-27 | 2005-12-20 |