Personnel Hong Kong SFC License Details (ID 89104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Dealing in securities	2012-12-12	2013-03-11
	Rep	Asset management	2010-09-17	2013-03-11
	Rep	Dealing in securities	2009-05-21	2012-12-12
DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED	RO	Advising on securities	2007-05-11	2009-05-18
	RO	Advising on corporate finance	2006-12-22	2009-04-01