Personnel Hong Kong SFC License Details (ID 89124)

Personnel Hong Kong SFC License Details (ID 89124)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2015-05-20	2016-06-07
	Rep	Dealing in securities	2015-05-20	2016-06-07
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2015-05-20	2016-06-07
SKYVAST ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-10-02	2014-12-08
SKYVAST SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-10-02	2014-12-08
	Rep	Dealing in securities	2013-10-02	2014-12-08
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-01-07	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-01-07	2010-12-06
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2006-11-16	2007-10-19
	Rep	Asset management	2006-11-16	2007-10-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-09-20	2006-10-23
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-09-20	2006-10-23