| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2020-02-25 | 2020-06-11 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2017-07-13 | 2019-09-12 |
| Rep | Dealing in securities | 2017-07-13 | 2019-09-12 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-03-01 | 2017-04-13 |
| Rep | Dealing in securities | 2016-03-01 | 2017-04-13 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2016-03-01 | 2017-04-13 |
| Rep | Dealing in securities | 2016-03-01 | 2017-04-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2015-08-27 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2015-08-27 |
| Rep | Dealing in securities | 2009-06-12 | 2015-08-27 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-04-28 | 2013-07-24 |
| Rep | Dealing in securities | 2005-04-28 | 2015-08-27 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-04-28 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2005-04-28 | 2010-12-06 |