Webb-site Legacy

Kitazawa, Tomohiro

SFC ID:ANU570

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2023-09-06	-
	Rep	Dealing in securities	2023-09-06	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-07-22	2021-06-08
	Rep	Dealing in securities	2014-07-22	2021-06-08
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-06-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-08-02	2012-06-18
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-08-02	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-04-26	2010-05-10
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-04-26	2010-05-10
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-04-17	2009-07-17
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2009-04-17	2009-07-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-08-22	2006-08-28