Personnel Hong Kong SFC License Details (ID 89130)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-05-13	2016-01-28
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-05-13	2016-01-28
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-01-06	2014-03-04
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-01-15	2011-07-18
	Rep	Dealing in securities	2010-01-15	2014-03-04